Universal music and the case of death
by Philip Tagg
memory of Dr E. D. Tagg, mathematician
and humanist (1913-1988) 
One World One Music
(MTV Jingle, 1988)
It is often said that music is a universal language. This is a questionable viewpoint. Unquestionable is the biological truism that all humans are mortal; reasonably incontestable too the statement that, with the exception of mass casualties in wars and natural disasters, the death of every human is marked by some form of ritual in all cultures.
If music is a universal language universal in the sense of globally transcultural and language in the sense of symbolic system we should expect the global phenomenon of human death to give rise to the same music all over the world. Since, as we shall see, this is clearly not so, the aim of this article is to discuss the cultural specificity of music connected with the universal phenomenon of death and to suggest that the notion of music as a universal language is not only a misconception but also an ideological statement.
In order to polarise the question of how the universal phenomenon of death might or might not be connected to the universal phenomenon of music, I conducted a small experiment during a symposium on cross-cultural communication.2 The thirteen participants who voluntarily handed in their responses in written form during my session were students or professionals interested or involved in the education of immigrants or in the administration of immigrant culture in Sweden. The participants were first told they would bear eight short examples of music which were all connected to one and the same thing an important event in any culture and something which happens to every human being. Death was not mentioned. The participants were asked to guess what the common denominator might be and, if they could not think of anything, just to jot down on a piece of paper whatever mood, type of action, behaviour, images or thoughts they felt the music communicated to them. The music examples and responses can be summarised as follows.3
Dissoumba music for an old mans funeral (Massongo).4 Presto (176 bpm beats per minute), strong, loud male voice solo, unaccompanied. Responses: joy, ritual, work, work song, epic, adventure, Africa, confidence, vandring5 desert, heroic, ceremony.
Music for a wake (Ba-Benzélé).6 Allegro (132 bpm.), extrovert, solo and responsorial, singing, intricate polyrhythm. Responses: celebration, feasting, war, fighting, ritual, alcohol, groups, hunting, abandon, Africa, happy, wild dance, jungle.
Burial Music (Senufo).7 Allegro (152 bpm), lively drumming and harps in birhythmic 12/8 metre. Responses: war, wedding, sadness, jungle, desert, India, people, ceremony, birth, dancing.
Funeral Music (Sim Reap Orchestra, Cambodia). Moderato (108 bpm), monorhythm, xylophone accompaniment, strong drum beats marking ends of period, double-reeded melodic instrument with sharp timbre and large pitch range. Responses: Chinese, happiness, game, complaint, Turkey, wailing, suffering, love, tenderness, harvest, emptiness.
Marabout music from ceremony at holy grave (Bogherra, Tunisia). Resolute shouts followed by allegro (144 bpm) energetic drumming in monorhythmic 6/8 metre. Responses: war, agitation, threat, manhood ritual, initiation, sorcery, dancing, gymnastics, ceremony, street parade, India, energy.
Giresun Kol Havasi lamenting folk tune from Northern Turkey (Buhara). Parlando-rubato senza misura. Double-reeded unaccompanied solo instrument in low register playing mainly in small intervals (including microtones) around one note. Responses: classical, serious, monotonous, moonlight, idleness, an Arab, camels, mystery, meditation.
San peqanw If I Die, rebetiki (Anon.). Moderato monorhythmic 5/4 metre, male voice forte in high register (dorian mode) with bouzouki playing accompanying semiquavers. Responses: joy, contentment, sea, squibs, dance, Greece, Arab, bazaar, cafes.
A szép szüz Maria Hungarian Csángó song (Tóth). Although this example, a Christmas lullaby of probably German origin, has lyrics connected to birth rather than death, it was included because the first time I heard it myself I mistook it for a lament.8 Slow, parlando rubato, unaccompanied female solo singing. Sharp vocal timbre with melodic ornamentation but without tremolo or vibrato. Responses: story telling, wisdom of life, sadness, tragedy, love, Yemen, camp fire, old woman, poverty.
Although this experiment and its results (only thirteen respondents, music from only eight different cultures) obviously cannot be regarded in any statistical sense as verification or falsification of the hypothesis that music is or is not a universal language, they do raise some points of vital importance to the issue, especially considering the fact that all responses had, by virtue of interest, study or profession, greater than average experience of cultures other than their own.
From the responses given above, we may observe the following.
No one thought death was the common connotative denominator.
Death did not occur as a response to any of the examples.
Standard Northern European funeral connotations (the funereal) occurred twice in connection with example 8, and only once in connection with examples 3, 4 and 6. The only example to be given the connotations suffering, wailing and complaint (the latter two hardly suitable connotations for Protestant burial rituals) was no. 4.
Connotations totally incorrect for Northern European notions of death rituals happiness, joy, contentment, abandon, adventure, wedding, game, agitation, gymnastics were much commoner than correct ones and together with eurocentrically unsuitable or totally irrelevant connotations dominated the responses as a whole.
Geographical connotations (Africa, India, Arab, etc.) were frequent also frequently incorrect this implying that respondents related the music examples to their own music culture and perceived far more in connotative terms of another culture than when associating to music conceived within the general compositional framework of their own culture.9
Bearing in mind (1) that the common denominator for these pieces (except no. 8) was their association with death and that death connotations occurred nowhere among the responses, (2) that Northern European funereal connotations were far less common responses than connotations of joy, it seems nonsensical, at least on the basis of this small sample of empirical evidence, to pursue the quest for meaningful symbolic connections between the universal phenomenon of music and the universal phenomenon of death. It seems rather that death or music or both must be treated as culturally specific and not as universal phenomena. However, it still holds true (a) that all societies have music and (b) that all mortals die. This contradiction means in turn that death and music are universal and culturally specific at the same time and that we shall therefore need to clarify the ways in which music or death or both are not universal. Let us take last things first and start with death.
Death and music in a West-African culture
During my preparations for the seminar at which the experiment described above was conducted, I was visited by Klevor Abo, a Ghanaian friend and colleague of Ewe parenthood.10 Confused by the obvious structural differences between the various types of music for funeral or burial rituals I had been listening to, I asked him what sort of music was traditionally used amongst the Ewe in connection with death. He asked for something metallic to hit with and on. Armed with dessert spoon and stainless steel litre measurer, whose timbre he said were satisfactory, he played a rhythmic pattern in allegro tempo which I interpreted, probably eurocentrically, in 6/4 time as |: :|
Over this pattern and (in my ears) with warm but clear vocal timbre he sang mezzo forte pentatonic melody ranging an octave in what to me sounded like varying additive metre11 at what he said was normal talking speed. Like my respondents at the symposium, I found that this bore no resemblance to my own musical experience of how death should sound, so I asked him to translate the words:
||: If I leave one morning, carry softly and bury me. :||
You have plenty of money. When the hour comes, the palava (=word, matter) is finished.
||: I have no relatives, thats why I joined the (music) club.:||
||: If I leave one morning, carry softly and bury me. :||12
I could not bring to mind from my own culture any poetry dealing with or used in connection with death that contained anything emotively associable with carrying people softly in the morning and music clubs,13 nor could I off hand think of any Northern European funeral music using such active but flowing rhythm or ranging an octave inside one melodic phrase.14 I therefore asked my Ghanaian colleague to explain the relationship between the music he had just performed and the sort of feelings, attitudes and behavioural traits that are considered proper in connection with death in the community.
It was a long explanation of which no more than the main points are included here. He started by clarifying Ewe concepts of music, explaining that although they use the English loan word music to refer to such European musical events as hymns in church or what comes out of a cassette recorder, they have no equivalent of our word music when referring to their own (what we would call folk or traditional) music, The most common morpheme in these contexts seems to be vù.
Vù really means "drum" and há is the word for "club", "association" or "organisation". "Voice" is called BA, so "singing" is slid vù ba. Vù is used to signify the whole performance: music, singing, drums, drama, etc.
Since the rhythm pattern he had just played sounded quite cheerful in my European ears, I [italics below] asked him if it had any symbolic value.
No, its the time line. It regulates whats played or sung... It can be fast, slow or medium.
Is the time line fast or slow for burials?
It depends on which club (vù há) you belong to. Maybe you belong to a club with fast drums, like most youngsters!
So young people automatically get fast music at their funerals and tempo has nothing to do with death as such but with what club (vù há) you belong to?
Do the Ewe have any other sort of music connected with death?
Yes. Sometimes someone can come into the room where the body has been laid out and speak to the deceased through a song. It might be a defiant song against death itself or recommendations to the deceased, like we dont know why You died but when you get to the next world youd better deal with whoever did this to you. It doesnt have to be a song hes made himself, as long as it fits the situation. Its always performed in a heroic manner, a bit like swearing an oath.
Death in the mainstream European music tradition15
It is beyond the scope of this article to discuss the dirges, laments and burial chants of European folk music traditions past and present, because (as exemplified in nos 7-8 above) we (modern, urban, Northern Europeans) are unlikely to register the connotations intended in those musics. Therefore, if we wish to describe the ritual character of death in our own tradition, we should start on common European ground in the music of this continents first really international set of styles: in classical music. With this in mind, the experiment described above continued.
Having collected in the written responses to examples 1-8, I then suggested to the participants that they would surely recognise the common connotative denominator after hearing the remaining six extracts of music, drawn this time from our own continents mainstream music history:
Introduction and first 4 bars vocal of Didos Lament from Purcells Dido & Aeneas (1689).
Largo from the scene Romeo in the Capulets tomb from Berliozs Roméo et Juliette (1839).
Extract at Den alles Fleisch es ist wie Gras from Brahms Ein deutsches Requiem (1867).
First 16 bars of Aases død from Griegs Per Gynt (1888).
First 8 bars of Marche funèbre, 2nd movement from Chopins Piano Sonata No. 2 (1839).
First 8 bars of Funeral March of the Revolutionaries, Ikonnikov (1920?).
The symposium participants had no difficulty in orally identifying the common connotative denominator here: mainly death, sorrow or tragedy for nos 9-12 and total connotative agreement on death and sorrow for Chopins Marche funèbre, of course, the most frequently used death music in our culture.16
The music in all these examples is quiet and slow in the minor key. None of the examples contained any short accentuated tone beats and the largest melodic leap was a major third (from d to f in Aases død),17 the commonest interval being tones or semitones. With the exception of Didos Lament, the melodic line of all examples consisted of short, repeated melodic phrases. In all examples, one of the descending minor key semitone leading note intervals (3-2, 6-5) occurs several times in either melody or accompaniment while the ascending minor key leading note (7-8) is much rarer. No examples had a total melodic ambitus of over a minor sixth, individual phrases having an average pitch range of a third or fourth.18
There is no room here to write the semantic history of death music in the European classic tradition19 and I shall therefore restrict this account to discussing the relationship between the musical structures and general connotations of the music just described and to comparing those with the Ewe and urban Ghanaian musical interpretation of death.
If funeral (noun) means a ceremony at which a dead person is buried or cremated and funereal or funebrial (adj.) means suggestive of a funeral; gloomy or mournful,20 it also implies, at least as far as the English language and Northern European culture are concerned, that both funerals and funeral music are likely to be funereal. What might such funereal connotations be?
(a) Minor key
There is nothing intrinsically sad in Northern Europe about the minor key, as anyone who has sung What Shall We Do With The Drunken Sailor? or danced to a minor mode reel, rull or polska will willingly witness. However, these are all examples of Northwestern European rural popular music, not of eighteenth- and nineteenth-century historical Central European mainstream. In this latter tradition, the heptatonic Ionian mode, with its ascending midlands and leading notes, is gradually established as basis for the construction of melodic and harmonic tension to the extent that all other modes are ousted, except the aeolian/dorian minor key to which we Europeans saw fit to attach a harmonic major seventh (ascending leading note), so that our thirst for harmonic progress (and material expansion?) might be partly quenched by this new, more directional element and its dominantal, completive, perfect cadence potential. Whether or not one agrees with this almost iconically connotative view of ascending versus descending leading notes,21 it is at least plausible that the unimodal development of our tonal system put minor modes into the cultural position of archaisms. Ousted by the then more modern major key, minor could acquire general connotations of oldness and the past and, by further connotation resident in the European bourgeois symbolic universe, lead associations into nostalgia, quietude and sadness.22
(b) Low volume
It would be a truism to say that performing music at low volume is quieter than loud music. However, the Italian and musical word for low volume performance piano) (adv.) means not only quietly, but also softly, calmly and gently, at the same time as unassuming can be found amongst the meanings of piano (adj.) which is, once again, the clear opposite to loud (as in loud colours, loud behaviour, etc.). This linguistic circumstantial evidence points clearly to the bio-acoustic fact that music performed quietly will be more likely to find its connotations in unobtrusiveness, introversion, stillness and control than in affirmation, extraversion, action and abandon. It should also be obvious that singing, blowing, bowing, plucking and hitting notes softly entails less energy than doing so when you wait to produce a loud sound.
(c) Slow tempo
Similar connotative and bio-acoustic connections can be drawn between slow tempo and low energy. Not only do older people (nearer to a natural death) tend to move slower than young ones even the Ewe seem to have this convention in their music clubs it is also highly probable that musical pulse is related to the human heartbeat and to particular physical activities related to different (heart) pulse rates. This means that slow music will tend to have connotations of deliberation, caution, stasis, reluctance, sloth, leisure, ease or sleep rather than spontaneity, rashness, dynamism, eagerness, activity, work, hurry or being awake. Obviously, the slow tempo is not enough on its own to provide connotations of sadness and will need Qualification by other musical parameters (rhythmic, melodic, harmonic, timbric, instrumental, etc.).
(d) Restricted ambitus and short, repetitive phrases
Observations about connotative lack of energy can also be made about restricted melodic ambitus and short, repetitive phrases in slow tempo. It should not need to be argued that monotone melodic statements will have a greater chance of communicating monotony than those varying in timbre, volume, rhythmic figuration types of interval or total ambitus. Moreover, melodic ambitus and intervallic patterns can be related to conventions of speech intonation so that at least in the European languages I am acquainted with lack of melodic pitch variation will tend to signal either depressive (self-repressive?) sadness or boredom rather than emotional involvement, anger, enthusiasm or heart-rending grief: it is a question of depression rather than mania. Giving Northern European mourners the benefit of the ethical doubt, we shall opt for depression rather than boredom as a culturally correct connotation for repetitive melodic phrases with restricted ambitus in funeral situations.23
We should also add that the frequent repetition of short phrases in music can also be associated with the emotional state of individuals whose voices modulate and body gestures move in slow and small repetitive patterns. No-one in a joyous, extrovert, wild, happy-go-lucky frame of mind will slowly repeat the same vocal statement or bodily gesture. Such behaviour is more likely to be seen as expressing sadness, introversion, calmness, care or control.
(e) Low tessitura and descending movement
General performance pitch both melodic and accompanimental below the musical-cultural average is vet another common and important trait of examples 9-14. There is only room here to state that, not to discuss how and why, our culture associates low pitch with darkness and heaviness, high pitches with light and lightness,24 apart from stating the bio-acoustic obvious: that vocal chords, strings and lips have to be tighter to produce high pitches which then vibrate faster whereas low pitches vibrate slower and require less tension to produce.
Except for the rising minor triads in the Grieg example, every melodic contour in examples 9-14 is (excluding short upbeats) either descending or more or less level at a low pitch. The downwards pull of minor thirds and, more importantly, minor sixths has already been commented on and can be seen as effectively consistent with the many descending melodic contours found in the material. Bearing in mind the relative tension involved in producing high and low pitches, a descending phrase will (unless it is a crescendo to a low pitch accent) entail a process from high to low tension (vocal chords, strings, lips), from faster to slower vibrations and, by analogy, from more to less energy.25
The connotative characteristics of death music in our culture, as represented by examples 9-14, can be visualised by enumerating them in adjectival form. Our ritualised relationship to the death of a member of the community should be sad, quiet, nostalgic, introvert, unobtrusive, unassuming, still, slow, calm, controlled, careful, cautious, deliberate, dark, heavy, depressed, monotone, inactive. These are the factors that make our funeral music funereal.
We have just enumerated the connotative characteristics of our ritualised relationship to death through music. Let us compare this with some examples of Ghanaian funerals.26
Although the only affective connotative word to occur in the first Ewe funeral song described above softly equates well with our own careful and piano, the basic musical parameters were quite different. Sluggishness, heaviness, reluctance, darkness, nostalgia, deliberation were not present but morning (=light) was. In the second type of Ewe song, energetic epic delivery seemed to be the order of the day defiant, heroic manner and like swearing an oath being descriptions offered affective connotations totally absent in the list of Northern European characteristics.
If we want to know what makes their funeral music so different from ours we must consider other cultural differences than musical ones. The sort of cultural differences envisaged here are easiest to grasp by exemplification.
When a Ghanaian footballer died in 1983 he was embalmed and laid in state by his nearest and dearest. Sad songs were sung privately by next of kin. The funeral celebrations, however, were the responsibility of his team mates and football-playing colleagues. They took it as the natural course of events to organise exciting matches in his honour.27
When highlife guitarist Paa Gyimah died and his funeral was held, I happened to be attending a music conferences in Accra,28 his home town. Having clearly understood from local friends and colleagues that Ghanaian funerals are (a) extremely important and frequently large social events, and (b) where a lot of the best music is played"29 I joined other conference participants who had been invited to visit the event. Our host that evening was distinguished guitarist Koo Nimo30 who took it as a natural course of events to play without remuneration at the funeral of a respected brother musician. Koo Nimo escorted us to an area of Accra near the Ring Road and across the open sewer of a ditch that runs along almost every street in the city. We were led through a dense crowd of about five hundred and into an open space about the size of a tennis court. Underfoot was the orange-brown earth. At the other short end of the square, the deceaseds friends, neighbours and colleagues had constructed a tarpaulin roofed stage which was now laden with instruments, amplifiers, mixer and PA-system. The three other sides of the square were defined by a line of benches occupied by Paa Gyimahs family (including relatives, in-laws and close friends), while his nuclear family was seated up front on the two sides nearest the band. With our pale faces and hands we walked round paving our respects to everyone in the front row on the three sides of the square. I counted over a hundred handshakes and twenty short but meaningful conversations. First in English and then in Twi or was it Ga? Koo Nimo explained that we were friends of music who, through coming from so far away, brought additional honour to the occasion. This elicited a round of applause. Then we bought red handmade cardboard visors sporting Paa Gyimahs name, his photo, the motto Rest in Peace, all bordered by a rim of tiny white In Memoriam crosses. We talked cheerfully to others present at the occasion, watched some boys cause mirth amongst onlookers as they imitated women dancing by wiggling their hips and shaking their bottoms. We watched others dance and enjoyed hearing both highlife and palm-wine music, after which we put our contribution towards the costs of the funeral in the large barrel provided for the purpose just in front of the stage, and left. When we passed the same place in the bus on the Ring Road two days later, the party was still in full swing.
It is doubtful if many Northern Europeans would consider it proper to conduct funerals resembling those of the Ghanaian footballer or highlife musician just described. We would probably find visors sporting photos of the deceased, loud music, rude dancing, jive talk, the assembled company of colleagues, not to mention a busload of people from another continent, all highly inappropriate to the occasion, perhaps even insulting. On the other hand, a Ghanaian with as little experience of our culture as we have of theirs if you can find such a person might wonder how we can be so rude as not to celebrate the life and works of the deceased by throwing a party in keeping with the personality and identity of the deceased and thereby also worthy of his/her memory.
The cultural relativity of these funerals and their music seems to depend on norms governing certain aspects of ritual:
Who is responsible for organising the funeral?
Whose relationship to the deceased is ritualised?
What emotions are ritualised?
Having sadly had to bury my own father exactly one year after going to Paa Gyimahs funeral, and having acted as organist at a number of religious funerals in Britain and civil funerals in Sweden, I will use myself as a source of empirical information in answering these questions.
Some Northern European funerals
When my father died in 1988, it was up to us, the nuclear family (my mother, my brothers and me), to put notices in the newspaper, inform family and friends, contact the undertakers, the church, etc. Although we managed quite successfully to fulfil my fathers explicit wish for his funeral not to be a miserable occasion for all concerned not least by choice of assertive rather than depressive voluntaries and vans and although the church was packed with former colleagues, co-workers, students, we (the nuclear family) nonetheless found ourselves as the main centre of attention. Although the opening voluntary was major key moderato, we were still driven to church in big black limousines at 25 rather than at 50 kilometres per hour and we were the last to enter the church, being led down the aisle behind the coffin at much closer to 60 than 120 footsteps per minute. Although the Methodist church rang to affirmative hymns sung with great gusto, the only individual to laugh, audibly cry, utter loud noises or make quick, large or energetic movements or gestures was my one-year-old (i.e. preverbal and culturally untrained) nephew. In short: although Chopins Marche funèbre was not on the programme as a piece of music at the funeral, its behavioural connotations were nevertheless in clear evidence.
At every funeral I have attended in Northern Europe it has been manifest that the nuclear family is primarily responsible for financing and organising the ceremony and that it is also primarily their relationship to the deceased and only secondarily that of a larger collective that is ritualised. When I have played organ at funerals, I have always been contacted by the bereaved, either directly in the case of civil funerals or indirectly via the church, never by the deceaseds colleagues, workmates, party comrades, etc. I have occasionally been asked to play something a bit more stirring or affirmative as closing voluntary31 but all other music has been largely compatible with the funereal characteristics enumerated above.32 The fact that my father obviously thought it necessary to express the elicit wish for his funeral not to be a miserable occasion for all concerned as well as the fact that most of the explicitly requested pieces I have played at funerals have on several counts diverted from the musical-structural norm of examples 9-14 clearly imply that unless anything is stated to the contrary, the music used and the mood created at Northern European funerals will be in line with an implicit norm of sadness, control, darkness, heaviness, etc. Whose emotions are these?
Judging from my own experience of funerals in Northern Europe, I would say that the musical-functional norm in such situations is to concentrate on certain types of affect felt primarily by those with closest family ties with the deceased and to ritualise such affect as a yardstick for public behaviour in the funeral context. By underlining some affective aspects and avoiding others, Northern European funeral music seems to help the closest mourners suppress public expression of possible feelings of grief-stricken distress, bitterness or torment (in the case of an agonising loss) or relief (in the case of death after years of dehumanising disease). By putting the lid on assertive emotions and by totally excluding taboo expressions of sentiment, emotional behaviour (gestures, attitudes, tone of voice, etc.) is moderated or corrected into less anguishing, less conflictive forms of expression. Since this socialising process is based on what next of kin rather than the larger community of funeral attendants are expected to feel, our funerals and their music can in general be seen as ritualising individual rather than collective relationships to the deceased. This observation is also borne out by the fact that at funerals I have attended where music diverging from the funereal norm has been explicitly requested, the deceased has in every case, either in practice or in belief, had a far greater degree of social identity and collective commitment than in cases where the musical I norm has prevailed and where there has been almost exclusive retaliation of the deceaseds relationship to the nuclear family.
Summarising the descriptions and short discussion just offered, it is clear that whereas we expect next of kin to initiate funeral proceedings, such responsibility was, in the case of the footballer and musician from Accra, assumed not by the deceaseds family but by his colleagues. This implies also that the prime relationship ritualised or made public by these Ewe and urban Ghanaian ceremonies is not that between the nuclear family and the deceased but that between the deceased and a larger community.
All of this implies radically different processes of social learning and reinforcement. The examples of Ghanaian funerals, as well as the burial music of the Senufo, Ba-Benzélé and Massongo cited earlier, seem to put the communitys relationship to the deceased into a central position in the communal ceremonies connected with death and burial, whereas our funerals also communal ceremonies, be they public or private ritualise the individuals relationship to the deceased. This is further underlined by the fact that although a bereaved Ewe wife, husband, sibling or parent has the fully respected right to mourn the dear one departed, it is not that nuclear family members feelings that are ritualised in any funeral ceremonies but the relationship and meaning of the deceased to the community at large.
By ritualising individual at the expense of collective relationships to the deceased through funerals and the music, our culture reinforces an alienating bourgeois individualist ideology according to which (a) it is taboo to view the subject as a social object and (b) being a social object has no subjective character. In simple terms this means that our cultures funereal funeral music plays its part in reinforcing alienation: the more our collective identity feels meaningless and the less influence we feel we have over matters public (leisure, family, etc.). The more matters private are officially (publicly) celebrated (advertising, family dramas, funerals), the less likely our chances of finding any justifiable identity as collective beings.
This ideological picture of Northern European death music is as lugubrious as the musics perceived connotations in this part of the world. It would, however, be misleading to leave the discussion at that and return to the question of musical universals without first discussing some changes in death music stereotypes in our own culture.
Changes of meaning in death music stereotypes
In order to clarify the semantic relativity of music traditionally associated with death in our culture, let us isolate one important archetypal element and trace its recent usage. The museme33 we have chosen is a repeated accompanimental alternation of the tonic minor and submediant major triads (I ↔ VI or T ↔ Sp in the minor key), which we shall call the aeolian pendulum.34 It is the main harmonic device in Chopins Marche funèbre, B m « G o ccurring 32 times during the first 16 bars the main statement of the main theme. I have played the aeolian pendulum at different speeds in all keys using all built-in voices on a Yamaha DX7S and am still unable to locate any usage of the device in my tactile and auditive memory apart from in rock music recorded in 1966 or after.35 Using mainly Björnbergs (1984: 381, ff) list of rock recordings in which the aeolian pendulum (with or without major triad of VII in between) plays an important part, we choose to mention the following:36
The Kinks: Dead End Street (1966)
Bob Dylan, Jimi Hendrix: All Along The Watchtower (1968)
Derek and the Dominoes: Layla (1970)
Wishbone Ash: Phoenix (1970)
Jeffrey Cain: Whispering Thunder (1972)
Pink Floyd Money (1973)
David Bowie: 1984 (1974)
Nationalteatern: Barn av vår tid (1977)
Dire Straits: Sultans of Swing (1978)
Flash & The Pan: California (1979)
Police: Message In A Bottle (1979)
Frank Zappa: Why Does It Hurt When I Pee? (1979)
Ted Gärdestad & Annica Boller: Låt solen värma dig (1980)
Phil Collins: In The Air Tonight (1981)
Kim Carnes: Voyeur (1982)
Irene Cara: Flashdance (1983)
Without going into the verbal details of these songs, it is possible to summarise some important areas of connotation for the lyrics of each title as: (1) pointlessness of always being second best in the dreary everyday of Dead End Street; (2) waiting, resignation, apocalyptic vision; (3) painful separation; (4) mythical rising from the ashes; (5) distant but immanent threat; (6) the absurdity of economic greed; (7) dystopia; (8) teenagers hardened by cold, grey soulless concrete tower blocks; (9) trad jazz band playing for inimical audience one cold and rainy night; (10) sick general presses button by mistake and nukes California; (11) loneliness and alienation; (12) VD problems; (13) love /sun parallels, worrying about the future; (14) waiting for something unknown, possible imminent showdown; (15) loneliness by the video; (16) sadness and fear in a world of steel and stone.
A remarkable number of these lyrics deal with such subjects as fascination with and fear of modern technique and civilisation, uneasiness about the future and the threat of war, alienation in general and in particular situations, static moods of waiting and premonition, historical or mystical events. As a whole the lyrics circumscribe a relatively uniform field of associations which might be characterised by such concepts as modernity, cold, waiting, uncertainty, sadness, stasis, infinity in time and space. 37
How these pieces of rock music with their aeolian pendulums came to have such inhospitable, sad, static, uncertain and almost fatalistic connotations and why these connotations are so close to those enumerated as typical for Northern European funeral music are both questions requiring far more research. One small observation should nevertheless be made.
At least two highly popular pre-1966 rock tunes contain aeolian pendulums. It is possible that the quasi-apocalyptic (Ghost) Riders In The Sky (Ramrods, 1961) and the Indians on the plain character of Apache (Shadows, 1960) owe much of their serious movement and dark destiny in the wide open spaces of the West to renderings of such Western theme classics as Tiomkins Rawhide or Link Wray and his Ray Men (1958) and Frankie Laine (1959). Remembering the tendency for Western themes to use archaic folk modes either New World Symphony major pentatonics (e.g. Shane, Gunsmoke) or minor mode (aeolian or dorian) tonal vocabulary (e.g. The Virginian, Rawhide, The Good The Bad and The Ugly) and that these archaisms owe much to North American folk harmonic practices as well as to classical harmonisations of British folk song (e.g. aeolian cadences in Kingsfold (1933)), it is possible that the aeolian pendulums of post-1965 rock have acquired their connotations of serious and implacable timelessness by reference to Western theme musics use of British folk modes which in the US American context in turn refer to olden times.
It is nevertheless just as probable that the continuous use of Chopins Marche funèbre as funeral music No.1 in our culture had so fundamentally established the aeolian pendulum as a sadness-death-and-destiny archetype by 1968 that rock music, having reached a mature age and an experimental period, was able to integrate it into its own store of connotative symbols and change its meaning. For not only do the death, darkness and sadness connotations undergo a slight shift from gloom, sadness and death (Chopin) towards eternity, alienation and impending doom (rock); the aeolian pendulums accompanirnental function also changes; it is louder, faster, provided with rhythmic figuration so as to acquire riff status, while many of the melodic lines, vocal and instrumental, acting as figures set off in relief against this accompaniment, are not only obviously far more up front than Chopins funereal tune but also more assertive in relation to their own already assertive accompaniments.38 The clearest example of this shift in the meaning of the aeolian pendulum can be found in Irene Caras rendering of Flashdance (1983).
The title sequences to Flashdance show the films young heroine cycling to work through the streets of Pittsburgh one inhospitably grey and rainy morning. She is a welder and the scene is that of industrial decay with unfriendly streets, wires, puddles in the asphalt, stone and metal. The lyrics say: first when theres nothing ... fear seems to hide deep inside ... All alone in a world made of steel, made of stone. Still at 90 bpm., with no more than synthesiser accompaniment marking onbeat chord changes in the bass and straight quaver movement in simple triadic arpeggios, the voice of the heroine sings (ex. 1).
Ex. 1. Flashdance verse 1 (words and music by Keith Forsey, Irene Cara and Giorgio Moroder. Published by Warner Chappell Music Ltd., Famous Chappell and Gema, 1983).
Conceived within the general framework of the rock idiom (instrumentation, miking, etc.), the music referred to in this citation is slow (90 bpm), low (vocal register), quiet (volume) and intimate (mike distance, vocal timbre, especially at alone, cried, tears., world). It also refers to the serious by referring to serious music (no anticipated downbeats in melody or accompaniment) and the singer delays accentuated downbeats (bars 3-4, 6-7), thus adding an effect of personal reluctance or heaviness.40 At the end of the second eight-bar verse just quoted, the Western half cadence (A®F /VII®V) marks the entry of full rock-disco accompaniment (drums, bass guitar, rhythm guitar, etc.) at a sudden and regular 120 bpm (ex.2). Another eight bar verse is rendered with this accompaniment and at that tempo before we reach the main hook of the song. The words here What a feeling seems to be then and Take your passion and make it happen are set to the aeolian pendulum Gm ↔ E*MSR1* $ . Counting also the melodic continuation of this example with the almost ecstatic fervour of I can have it all, now Im dancing for my life (reaches with gospel ornamentations), average vocal pitch has been raised almost an octave41 and downbeat anticipations are in clear melodic evidence.
Ex.2. Flashdance main hook (credits, see ex.1)
The only common denominator between the total sound of the hook lines in Flashdance and Chopins Marche funèbre is the aeolian pendulum. If Björnbergs and my interpretation of verbal (and visual) connotations in aeolian rock songs from the seventies and early eighties is correct and if our understanding of melodic or harmonic oscillation between minor sixth and perfect fifths not totally wild,42 we can presume that the aeolian pendulum in Flashdance still holds at least some decree of rocks gloom and doom connotations. If this is so, the chorus of Flashdance represents the victory of the gospel-ecstatic and dance-crazy subject over her gloom and doom environment, just as she wins her own self-confidence and defeats the alienation and depression of her nine-to-five job in the film narrative.
If the process of semiosis in the case of the aeolian pendulum can be considered as in any way exemplifying how feelings of threat and alienation might be handled musically by young people in industrialised capitalist societies, an important parallel issue to raise is: how can the first-hand experience of death, destruction, terror and oppression in its crudest, most brutal and blatant forms be handled in a musically and politically meaningful way? Victor Jaras words, smuggled out of the football stadium in Santiago de Chile, were:
Canto que mal me sales cuando tengo que cantar espanto!
Espanto como el que vivo, como el que muero, espanto.
De verme entre tanto y tantos momentos del infinito
en que el silencio y el grito son las metas de este canto.
Lo que veo nunca vi, lo que he sentido y lo que siento
hará brotar el memento... 43
Latin Americans face to face with death in the guise of tortured and disappeared comrades, friends or family members have ritualised their loss in sad and quiet laments that we would recognise as such too.44 However, although Chileans and Salvadoreans put the experience of bereavement into music more or less in accordance with our own societys norms of what is proper in connection with death, this is not enough on its own. Whereas bereaved Northern Europeans are only immediately obliged to work through their own sorrow in order to manage their future tolerably from an emotional viewpoint, those living under continuous threat of death in their immediate vicinity have both to work through their own sorrow and express anger, defiance and bitterness and promote behavioural strategies that will contribute to removing the causes of that recurrent sorrow, anger and bitterness. The latter requires a collective effort and behavioural connotations of the collective are, as we have suggested, not provided by funeral music ritualising only the ideal affective state of the bereaved next of kin.
It is therefore not surprising that one of the best-known pieces associated with the struggle to overthrow the terrorist and fascist movement in Chile was El pueblo unido, written hastily one evening in July 1973, when it was clear that the disunity of the left, the treachery of the military not to mention ITT, the US government and reactionaries inside the country, would bring about the demise of Unidad popular, i.e. not long before Jara had to write the words cited above. El pueblo unido was never recorded before the fascist coup and was really only used as a song of defiance and determination from the valley oil the shadow of death.45
Please note that the following parameters of musical expression diverge from the funereal norm:
Ex. 3. Sergio Ortega: El pueblo unido (lyrics by Quilapayún and Ortega).
This music, written in dark times and sung by millions of Latin Americans in even darker moments, retains a sense of dignity and sorrow through its traditional use of the minor mode, descending bass line, tonal circle of fifths using chords of the seventh, etc. At the same time, within this general connotative framework, the piece allows for loud singing, includes both implicit (bar 8) and explicit (bars 13-16) crescendi, moves at a brisk pace and also both starts and ends with the shouting of a collective political slogan. In this way not only can solemnity and sorrow be catered for but also drive, energy, dynamism and determination.
It should be clear from the arguments presented above that death is anything but universal when considered as a cultural phenomenon. We have seen not only how behaviour and attitudes towards death vary radically from one society to another but also how such attitudes vary inside our own cultural sphere. For these very reasons we have also been able to offer evidence suggesting that there is little or no structural correspondence between music associated with death in one culture and that of another. In Flashdance we were able to see the socio-historical relativity (and death?) of our cultures museme of death while with El pueblo unido we saw a more overtly collective musical treatment of the problem. In both cases it is the collective subjectivity, based on experiences shared of the same objective circumstances such things as alienation in work and education for Flashdance, for El pueblo unido fascist terror and oppression that bring about a need on the part of those making or using music in those contexts to find more adequate forms of musical expression than those offered hitherto. This means that musical as well as other symbolic relationships to such matters as death, destruction, injustice and alienation or any other important reality to which humans must relate as individuals ant collectives in order to survive will change as much and as frequently as the social factors (including ourselves) interacting in the formation (or deformation) of that reality.
If matters are in fact as culturally relative as they are presented here, how, the reader may well ask, was it possible for the respondents in the small experiment accounted for earlier to agree, even to a small extent, on some vague connotational characteristics of each piece from the foreign music cultures? Let us look more closely at this final issue.
Returning shortly to the responses reported earlier, it will be remembered that the symposium participants, although wide of the mark as far as connotative competence was concerned in all the examples taken from foreign music cultures and intersubjectively contradictory about the Senufo and Cambodian burial musics, did seem to agree about something in the other pieces. What is that something?46
no. 1 (Massongo) had an epic or heroic profile;
no. 2 (Ba-Benzélé) and no. 5 had quite a few energetic connotations;
no. 6 (Turkish) was slow;
no. 8 (Csángó) had a profile of slow, perhaps sad and lonely but tender, intensity.
Before discussing the more obvious connotative universals (slow, energetic), we should state that the Hungarian solo song of German origin (no. 8) uses melodic material, metre, periodicity and, most importantly, a vocal timbre that are all highly familiar to any indigenous inhabitant of Central or Northern Europe. It might, so to speak, have been our own mother singing to us. The vocal quality is slightly thin but the obvious care the old lady has taken with pitching the notes right and the sensitive slurs with which she slightly bridges certain intervals create an ambience of considerable intimacy. This is further enhanced by the fact that the song has been recorded in a small room (no extraneous noises, little or no reverberation) with the singer quite close to the microphone (no cheap heavy breathing tricks here, though!). This might throw a little light on the lonely or tender connotations. However, the connotation of sadness, probably caused by parameters of vocal expression, is difficult to analyse.47 Moreover, since vocal techniques and melodic vocabulary seem to be clearly compatible with traditional and popular forms of musical expression used in practically any part of Europe, it seems wiser to treat responses for this tune as intracultural rather than cross-cultural musical competence.
Possible reasons for remaining intersubjective agreement between respondents can be summarised as follows:
Slow is almost certainly related to the slow tempo of the pieces eliciting the response.
Energetic can be related not only to tempo and rhythm (more speed needs more energy) but also to volume (more sonic energy means louder), to tessitura (more tension to produce high notes), to ambitus and melodic contour (large intervallic leaps suggest larger gestures, which in turn require more energy to execute than small ones, and larger space, which takes more energy to cover in sound or on foot than small space). At least two of these parameters have been clearly energised in the examples that produced the energetic connotations.
For the delivery of a text or song to be judged as epic or heroic it must be steadily mezzo forte or forte (epic = a long narrative poem recounting in elevated style the deeds of a legendary hero), unwavering, controlled and clear. Bearing also in mind the acoustic facts of epic delivery (one persons voice in front of many people, frequently in a ritual situation), it is clear that fast, slurred, Whispering or frenetic yelling would not fit the bill. However, although we might agree within our own culture about the characteristics of epic, this does not mean that the same sort of vocal delivery need necessarily have the same connotations in every culture.48
Expanding slightly on this discussion and using general observations made from a far wider range of musical expression from many more cultures than those mentioned here, we suggest four main categories of general cross-cultural similarities of relationships between musical sounds and their Paramusical contexts or areas of connotation. We call such cross-cultural similarities of relationship musical universals.49 The relationships thus designated are those:
between (a) musical tempo (pulse) and (b) heart beat (pulse), breathing pace, walking or running speed, etc. (Nobody sleeps in a hurry or hurries while sleeping);50
between (a) musical loudness and timbre (especially attack, envelope, decay) and (b) certain types of physical activity. (Nobody caresses by striking, nobody yells jerky lullabies at breakneck speed, nobody uses legato phrasing and soft or rounded timbres for hunting or war situations); 51
between (a) speed and loudness of tone beats and (b) the acoustic setting. (Quick, quiet tone beats are not discernible if there is a lot of echo, and slow, loud, long ones are difficult to produce acoustically if there is little or no reverberation);
between musical phrase lengths and the capacity of the human lung. (Few people can sing or blow and breathe in at the same time: this means that musical phrases tend to last between ore and ten seconds).52
It should be observed that the general areas of connotation just mentioned acoustic situation, movement, speed, energy and non-musical sound are all in a bio-acoustic relationship to the musical parameters cited pulse, volume, general phrase duration and timbre. These general bio-acoustic connotations may well be universal but this does not mean that emotional attitudes towards such phenomena as large spaces (cold and lonely or free and open?), hunting (exhilarating or cruel?) or hurrying (good or bad?) will also be the same even inside one and the same culture, let alone between cultures. One reason for this could be that the musical parameters mentioned in the list of universals (pulse, volume, general phrase duration and certain aspects of timbre) do not include most aspects of rhythmic, metric, timbric, tonal, melodic, instrumentational or harmonic organisation. Such musical organisation requires some kind of social organisation and cultural context before it can be created, understood or otherwise invested with meaning. In other words: only extremely general bio-acoustic types of connotation can be considered as musical universals.
The main points of this article can be summarised as follows:
The universal phenomenon of music associated with the universal phenomenon of death does not give rise to the same music.
Music understood as sad or associated with death in one culture is not necessarily understood as sad or associated with death by members of another musical culture.
There are very few universally understood aspects of musical expression. These establish no more than extremely general types of bio-acoustic connections between musical structure and the human body and its acoustic and temporo-spatial surroundings. All evaluative and affective musical symbols are culturally specific.
If we agree with the gist of these points and with the general drift of the descriptions and argumentation preceding them, we may well ask ourselves how people can even conceive of calling music a universal language. Yet statements to that effect are still to be heard, not so much in serious contemporary writings on music53 as in the catch phrases and slogans bandied about like self-evident maxims and items of general consensus by the music and media industries. MTVs update of the ein Volk, ein Reich, ein Führer motto into One World, One Music is one such example, the Eurovision Song Contest another, with its annual reminder that even though we dont speak each others languages, we do at least understand each others music a lie if ever there was one, seeing how Mediterranean, not to mention Turkish, entries are more or less consistently outvoted by Northern European nations. In such contexts it would not be unreasonable to ask in whose interests such untruths are uttered.
It was our aim to do no more than suggest the ideological character of the misconception music is a universal language. If it is true that the misconception is in less favour with academics and classical buffs these days than with the media business, and if we consider which and whose music is labelled universal in such contexts, we start, to approach an attitude resembling that of the Pentagon National School of War.
On this ever-smaller globe of ours, all cultures are engaged in an inevitable competition for predominance and survival. Those who will fashion tomorrows world are those who are able to project their image (to exercise the predominant influence and a long range influence)... If we want our values and our life style to be triumphant we are forced to enter a competition with other cultures and other centres of power. For this purpose the multinational company offers considerable leverage. Its growing business arsenal with its foreign bases works for us 24 hours a day. It is a fact of osmosis which does not only transmit and implant entrepreneurial methods, banking techniques and North American commercial relations, but also our judicial systems and concepts, our political philosophy, our mode of communication, our ideas of mobility, and a way of contemplating literature and art appropriate to our civilisation.54
Björnberg A. Theres something Going On - om eolisk harmonik i rockmusik. Tvärspel: 371-86. (Göteborg, 1984).
Bra Böckers Lexikon, vol. 5. (Höganäs, 1982).
Collins, J. African Pop Roots (London, 1985).
Cooke, D. The Language of Music (London, 1959).
Donnington R. Wagners Ring and its Symbols (London, 1976).
Gorbman, C. Unheard Melodies (Bloomington, 1987).
Jara, Joan . Victor: en sång om livet (Stockholm, 1984).
Ling, J. Europas musikhistoria -1730 (Uppsala, 1983).
Schafer, R M. The Music of the Environment. Cultures, 1/1973 (1973).
The Tuning of the World (Bancroft, 1977).
Tagg, P. Kojak - 50 Seconds of Television Music (Göteborg, 1979).
(ed.) Film Music, Mood Music and Popular Music Research. Stencilled Papers from the Gothenburg University Musicology Department, No. 2 (1980).
Leggere i suoni. Musica/Realtà, 25: 145-60 (1987).
Walker, D P. Studies in Musical Science in the Late Renaissance (London, 1978).
Ba-Benzélé . Music for a wake. Music of the Ba-Benzélé. Bärenreiter/Musicaphon BM L2303.
Banda Tepeuani . El Salvador Libre. FDR LPNT.001 (1979).
Berlioz, Hector (1839). Roméo et Juliette, Op.17 (Karlsruhe: Eulenburg, 1900).
Bogherra, Ali (+ ensemble). Musik från ceremoni vid helig grav. Musik från Tunisien. Caprice CAP 1090.
Bowie, David . 1984. Diamond Dogs. RCA Victor APL 1-0576 (1974).
Brahms, Johannes (1869). Ein deutsches Requiem, Op. 45 (London: Eulenburg, n.d.).
Buhara, Nejat (tanbura saz). Giresun Kol Havasi. Turkisk Musik. Caprice RIKS LPX 6.
Cane, Jeffrey . Whispering Thunder. Warner Brothers (1972).
Cara, Irene . Flashdance ... What A Feeling (Moroder, Forsey/Cara). Casablanca 811440-7 (1983).
Carnes, Kim . Voyeur. EMI America 006-86660 (19821).
Chopin, Frédéric (1839), Marche funèbre, 2nd movement from Piano Sonata no. 2, Op. 3. The Home Series of the Great Masters, 5: Chopin (London: Keith Prowse, 1938?).
(1839), Marche funèbre (1st 28 bars). Funeral section of Rapée (1924): 160.
Collins, Phil . In The Air Tonight. Atlantic WEA 79198 (1981).
Derek and the Dominoes . Layla. Derek and the Dominoes. Polydor 2625-005 (1970).
Dire Straits . Sultans Of Swing. Dire Straits. Vertigo 6 360 162 (1978).
Dylan, Bob . All Along The Watchtower. John Wesley Harding. CBS 63252 (1968).
Flash and the Pan . California. Flash and the Pan. Mercury 6310 9-956 (1979).
Flashdance. Paramount Pictures (1982). CIC video 71454.
Frida (=Annifrid Lyngstad). I Know Theres Something Going On. Polar POS 1310 (1982).
Fun Boy Three . Were Having All The Fun. Chrysalis CHR 1417 (1982).
Gärdestad, Ted and Boller, Annica . Låt solen värma dig. Polar POS 1261 (1980).
Grieg, Edvard (1891). Élégie (Aases Død). Sadness section of Rapée (1924, q. v.): 630.
(1891). Aases død. Per Gynt. EMI Svenska C 053-01851 (1977).
Hendrix, Jimi . All Along The Watchtower (Dylan). Electric Ladyland. Track 613-00819 (1968).
Ikonnikov, N N . Relvolutionärernas sorgmarsch. Folkets sångbok (Stockholm: Arbetarkultur, 1946): 32.
Ja, hör ni flickor käre och andra spelmanslåtar från Dalarna. Sveriges Radio RELP 1139.
Jara, Victor . Manifesto Chile September 1973. Xtra 1143 (1973).
Karaxù . La guerra canta. Live recording, Sheffield (1981).
Kingsfold I heard the voice of Jesus say (English Traditional melody, arr. H P Allen), The Methodist Hymn Book for the Use of Choirs (London: Methodist Publishing House, 1933).
Kinks, The, Dead End Street (1966). Golden Hour Of The Kinks. Golden Hour CH 501 (1974).
Laine, Frankie . Rawhide (D Tiomkin and N Washington). Philips PB 965 (1959).
Massongo . Musique pour les obsèques dun vieillard. Musiques Centrafricaines. Ocora OCR 41.
Nationalteatern . Barn av vår tid. Nacksving 031-16 (1978).
Ortega, Sergio (1973). El pueblo unido. Solidarität geht weiter. Eterna 4 15 130 (DDR) (1974).
Owens, Buck, and his Buckaroos . The Streets of Laredo. The Best Of Buck Owens. EMI G48-50716.
Pink Floyd . Money. The Dark Side Of The Moon, Harvest SHVL 804 (1973).
Police . Message In A Bottle. Regatta de Blanc. A&M AMLH 64792 (1979).
Purcell, Henry (1690). Dido and Aeneas (London: Novello, 1887).
Ramrods, The . (Ghost) Riders In The Sky (S Jones), London HLU 9282 (1961).
Rapée, Ernö (ed.). Motion Picture Moods for Pianists and Organists (New York: Schirmer, 1924).
Rembetiko, 2. EMI (Greece) 2J 048-70364.
Senufo . Burial Music. Music of the Senufo. Bärenreiter Musicaphon 30L 2308.
Shadows, The. Apache. Columbia DB 4484 1960).
Shannon, Del . Runaway. London HLX 9317 (1961).
Sim Reap Orchestra . Funeral Music. Music from Cambodia. Bärenreiter Musicaphon 30L 2002.
Sinatra, Frank . Songs for Swinging Lovers. Capitol LCT 6106 (1956).
Spelmanslåtar från Dalarna. Sonet SLP 16.
10cc . The Wall Street Shuffle (1974). 100 cc - Greatest Hits of 10cc. UK Records UKAL 1012 (1975).
Tóth, Jánosné . A szép szüz Mária. Music from Hungary / Csángó Songs. Caprice RIKS LPX 2.
Wishbone Ash . Phoenix. Wishbone Ash. MCA MKPS 2014 (1970).
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1. This article is a total rewrite and elaboration of the Swedish text, Musiken: språket som alla förstår?, published in Tvärkulturell Kommunikation, ed. J Allwood (Göteborg: Papers in Anthropological Linguistics, 1985). That text is in turn based on notes for a talk given at a symposium on Cross-Cultural Communication, held in Göteborg in November 1983. This English version was first published in English in La musica come linguaggio universale, ed. R Pozzi (Florence, 1990: 227-266) and subsequently, with minor revisions in Critical Quarterly 35/2, ed. S Frith (1993: 54-98). Dr E D Tagg, my father, died while I was editing this text in August 1988 for presentation at the conference at the Università Pontina (Latina, Italy) in November 1988. Online information about Dr E Donovan Tagg as activities can be found at http://www.ifip.or.at/36years/obituar.html, www.math.utah.edu:8080/pub/tex/bib/spell.ps.gz, http://www.ifip.or.at/publications/booksTC3.htm, http://www.wssu.edu/~dicheva/publications-full.html, etc. His IFIP obituary is accessible on this site.
2. Organised by the Department of Linguistics at the University of Göteborg in November 1983.
3. There are not necessarily thirteen separate responses to each music example because some respondents left blanks for some examples while others mentioned two or three associations for certain pieces. Multiple occurrences of the same association (e.g. ritual, Africa) are not taken into account in this summary and nor are blanks. Besides, the number of respondents is so small that there is no point in making a big statistical-empirical scene about this unpretentious little experiment. Names in brackets after the title of each example refer to the alphabetically ordered Discography.
4. The Massongo inhabit parts of Gabon and the Congo Republic.
5. Vandring (Swedish) translates as wandering, way [through life], migration [of people, animals, souls], walk or excursion on foot [long], travelling [mostly on foot, not by vehicle].
6. The Ba-Benzélé inhabit parts of Cameroun, Congo, and the Central African Republic.
7. The Senufo inhabit areas of the Ivory Coast, Mali and Burkina Faso.
8. The Hungarian lyrics mean: The sweet Virgin Mary years ago sang to her little child: Sleep my little son, my rose, sleep in the hay. I hug you to my heart and I kiss you. I love you with all my heart and I put you to sleep with my heart. Sleep my little one.
9. By compositional framework is meant the musical, structural and aesthetic norms which determine whether a musical event can be considered by members of a musical culture as belonging to that musical culture. The concept is similar to, but more general than, the term style and refers to such phenomena as the melody-accompaniment dualism plus equal tone temperament of Western music or to the polyrhythmic structures of Nilo-Sudanic music or to such basic compositional principles as the maqam/iqa or raga/tala of Arabic and Hindu classical musics respectively.
10. Klevor Abo of the Department of African Studies, University of Ghana (Legon, Accra). The encounter described in this section took place in my kitchen on 2 November 1983. The Ewe people are mainly found in Togo and eastern Ghana.
11. I have noted, with question marks, groupings of 5/8 + 7/8, 7/8+5/8 (2/8 and 3/8 subgroupings in both orders) as well as some bars in 3/2, 3/4 and 6/8 metre.
12. The Ewe word kpoo seems to be pretty close in connotations to adverbial sense of piano in Italian.
13. 13 Thanks to Anahid Kassabian for reminding me of an important exception: the US American folk song The Streets Of Laredo (Owens).
14. Unless we count the octave upbeat at the very start of the Funeral March of the Revolutionaries (Ikonnikov).
15. Mainstream is used here not in the sense of mainstream jazz (between traditional and modern) but to denote a commonly shared set of musical rules and practices into which other rnusics feed and from which other musics can derive certain (structural, symbolic) practices. Mainstream music Generally implies a much greater degree of sociocultural heterogeneity of populations involved in its production and reception than is the case for culturally more specific musics (e.g. subcultural, regional, ethnic). Mainstream musics (e.g. (a) European classical music 1730-1910 including offshoots such as operetta, parlour songs, film music and brass band music, (b) Afro-Euro-American middle-of-the-road rock and disco) tend also, in relation to their constituent genres, to take on the character of musical lingua franca for a much wider cross-section of cultural communities.
16. As part of the experiment, participants were only asked to write down associations for examples 1-8. Arriving later in the presentation at example 9, four examples were played in succession (nos 9-12) and the connotations given orally were death, sorrow, tragedy, lament. There was total unity about death and funeral for nos 12 and 13.
17. Excluding the octave upbeat at the very start of Ikonnikovs Funeral March of the Revolutionaries (example 14).
18. Apart from small variations in the degree of introversion, gloom and grief expressed in these few short examples most of them have a section in the major key or played forte (otherwise there is nothing to be gloomy about!) it would be interesting to know how and why the slow, minor third and minor sixth saturated sections of masses and requiems the Kyrie eleisons, Miserere meis and Agnus Deis rather than the Dona nobis pacems, Benedictuses, Libera mes or Dies iraes of this world came to be considered as appropriate for our deaths in the form of Chopins Marche funèbre.
19. European discussion of minor modes and the affect of melodic descent using small intervals probably date back to at least the pre-Baroque and its notions of musics rhetorical devices like katabasis, a fitting concept in the context of sadness and death!
20. Definitions from The New Collins English Dictionary (1982).
21. It would probably be necessary to go at least as far back as Zarlinos Istituzioni armoniche (1558) (Strunk, 1952: 228-261) or Gallileis Dialogo della musica antica e della moderna (1581) (Strunk, 1952: 302-22) to find the start of explicit discussions of affect of what we call major and minor keys. Kepler, in his Harmonices mundi (1619) (Walker, 1978: 64, cited by Ling 1983: 559), described the minor third as passive and wanting to sink to the around like a hen ready to be mounted by the cock. Cooke (1959: 54-80) offers many examples of differences of affect in the European classical tradition between major and minor thirds, sixths and ninths/seconds. Particularly gloomy examples of minor thirds are offered by Cooke in his sections on 1-(2)-$3-(2)-1 (Cooke 1959: 140-3) and 8-7-6-5 (minor). Many examples cited are pre-Baroque, suggesting that it might even be necessary to look for the roots of the major-minor affective dichotomy as early as pre-Renaissance times.
22. This notion of archaism and lack of modernity in connection with minor modes in Central Europe might also date back to the middle ages, at least if we are to give some credit to Cookes theory (1959: 51-2, in connection with a quote from a decree issued in 1322 by Pope John XXII), suggesting the Ionian mode belonged to secular music as is obvious from its prevalence in the troubadours songs but the church preferred to adhere to the sterner modes. The reader should also bear in mind that Mood Music (Library Music) catalogues (Tagg 1980), basing their practices on traditional film music which in turn largely bases its compositional practices on European classical traditions, frequently categorise, group or cross-reference sadness with religious, old times (archaic), nostalgia, purity, quietude, etc.
23. Mersenne, in Harmonie universelle (1636) (Walker, 1978: 64, quoted by Ling 1983: 559), describes small intervals in these terms: Whether they rise or fall, they are like children or the elderly or people who have recently been ill for a long time and who cannot walk with large steps and who take a long time to cover short distances.
24. For connections between high pitch and light, see Tagg (1979): 107-21. The symbolism of light/dark and black/white seems obvious to us Northern Europeans whose nature (including ourselves) lives less intensively (or dies completely) during the long, dark winters than during our short, light summers. However, it is clear that death, illness, sadness, etc. can be white or pale under other natural and cultural conditions. White is the colour of mourning in some African cultures or in Vietnam, and my Ghanaian colleagues little nieces hiding under the bed in fright the first time they saw me because I was pale enough to be a ghost will serve as examples of this point.
25. We choristers must have had natural tendencies to slack off and make many descending phrases into simultaneous diminuendi. I remember being told to take care with singing phrases that went down into chest register and to ensure that there was neither audible change of vocal timbre nor any unintended diminuendi. Pre-Baroque musical rhetoric figures include the anabasis for ascendit in coelis and katabasis for deseendit (just before homo factus est) in the Credo. Katabasis was also good when humbling oneself (Ling, 1983: 558). Cooke (1959: 162-5, 146-50) presents convincing examples of more depressing connotations for descending than other minor key melodic contours.
26. It is both beyond the bounds of my anthropological knowledge and outside the scope and intentions of this article to give a general account of Ghanaian funerals. However, since the object of this discussion is to clarify concepts of universality in musical meaning, using musics relationship to death as a stamina point, some cultural comparison is obviously necessary. This means that the Ghanaian funerals and their music described here are no more than examples of actual practices observed or reported by ear-and-eve witnesses. In one case (Paa Gyimah) I actually attended one evening of the funeral celebrations myself. The other reports have been delivered orally by Klevor Abo (Accra) who has taken part in the events recounted.
27. Conversation with Klevor Abo, 2 November 1983. During a phone call (5 November 1988), Abo said that funerals in Ghana seemed to him to be becoming sadder occasions. He also mentioned that speech, music and gestures tend to become louder and ruder, the further you move from the body of the deceased and the immediate family circle.
28. IASPM (International Association for the Study of Popular Music), 4th Conference, Accra July-August 1981.
29. John Collins, British-Ghanaian guitarist and producer, living and working in and around Accra.
30. Koo Nimo (Daniel Amponsah), who has created a fascinating combination of traditional Ashanti Palm-Wine music, classical guitar techniques and Jazz (Collins, 1985: 46-i), is also President of the Musicians Union of Ghana.
31. I remember two funerals for Swedish communist party veterans where the bereaved strongly felt it would be in keeping with the personality and beliefs of the deceased to mark the idea that the struggle goes on by playing the Internationale as the closing voluntary.
32. Quiet and slow non-dissonant major key pieces whose beginnings and ends have restricted melodic phrase (not total melodic) ambitus and generally low accompanimental pitch, like Händels Largo or Schumanns Andante Pathétique No. 1 (cf. Rapées Funeral section, Rapée (1924): 161-2), would usually be considered suitable. At one communist burial I was asked to play The Evening Bell (Russian folk song arrangement), whose large melodic ambitus in E major was counterbalanced by very slow tempo and thick, sluggish, consonant chordal sonority. In all those pieces, minor key archaic sadness is replaced by what might be called major key nostalgic beauty.
33. For definition of museme, see Tagg (1979): 70-3.
34. Term borrowed from Björnberg (1984).
35. The only (modem) classical piece I could readily call to mind was a setting of Rirnbauds mystical and existential words Jai seul la clef de cette parade sauvage from Benjamin Brittens Les Illuminations. However, if my memory serves me correctly, the pendulum there is between the major, not minor, tonic and flat submediant triads. If readers can help me with blank spots where aeolian pendulums might possibly occur (e.g. Mahler, Sibelius, Vaughan Williams), I would be very grateful.
36. For a much more thorough account of aeolian harmony in rock music, see Björnberg (1984).
37. My translation of Björnberg (1984): 382.
38. For more detailed account of connotative meaning in rock music melody/accompaniment dualism, see Tagg 1987.
39. The singer Irene Cara is of course not the heroine Alex Owens, played by Jennifer Beals but the music and its lyrics are phenomenologically the heroines by the process of figure-ground, melody-accompaniment identification between music and picture.
40. Of course, delaying downbeats can also give positive combinations of ease or idleness, e.g. Frank Sinatras You Make Me Feel So Young (Myro, Gordon) (1956).
41. I was advised by a Greek comrade (Alex Christopoulos) to raise my voice an octave and to use a sharper (=more piercing) tone when shouting slogans in political demonstrations. This helped the sound carry much better in the street and did not strain the voice so much as producing the same volume at a lower pitch.
42. One of the most convincing pieces of evidence in Deryck Cookes The Language of Music (1959) is the section entitled 5-6-5 (pp. 146-50). Although (5)-6-5 is the only semitone change and therefore the most harmonically directional element in the aeolian pendulum, Chopins funeral march does not figure amongst Cookes examples. However, some other connotatively very relevant pieces cited by Cooke are (1) opening Josquin des Prèz: Déploration sur la mort dOckeghem; (2) Maria ... weinet draußen Schütz: Auferstehungs-Historie; (3) Donna Anna discovers her dead father Mozart: Don Giovanni; (4) Quantus tremor est futurus Mozart: Requiem; (5) Florestan languishing in the dungeon Beethoven: Fidelio; (6) By the waters of Babylon Walton: Belshazzars Feast; (7) Lucretia the day after Britten: The Rape Of Lucretia; (8) Vous qui tremblez Berlioz: Les Troyens (9) Lament over the future fate of Russia Mussorgsky: Boris Godinov; (10) Mhai legato al croce Verdi: Otello. For falling semitone grief motifs in Wagners Ring, see Donnington 1976: 278-315.
43. Jara 1973. How hard it is to sing when I must sing of horror. Horror which I live, horror which I die. Seeing myself among so much and so many moments of infinity in which silence and screams are the end of my song. What I see I nave never seen. What I have felt and what I feel will give birth to the moment ...
44. e.g. Canción para Juanito Karaxú (1981), Compañero Banda Tepeuani (1979).
45. Please excuse the mixed metaphor. El pueblo unido is composed by Sergio Ortega (1973) with lyrics by Quilapayún and Ortega. Thanks to Pedro van der Lee (Göteborg) and Coriún Ahronián (Montevideo) for help with the background to this song. See also Joan Jara 1984. I first heard this song in the version transcribed here at the tenth Festival for Political Song at Berlin (GDR) in February 1974, after which it was sung at almost every Latin American solidarity rally or meeting attended for at least six years afterwards.
46. We will ignore the connotative agreement on no.7 (rebetiki) in this discussion about musical universals because that agreement concerns touristic connotations (geographical or national location, cafes), i.e. phenomena to which we have a direct relation from our own experience of leisure. This makes both the phenomena connoted and the music itself part of our own culture, not in the sense that Swedes or Brits are competent in Greek urban proletarian culture but that it can, from inside our own cultural reference sphere, be recognised as Greek or Mediterranean. Agreeing on this implies anything but cultural competence inside the culture recognised as not being ours. To suggest otherwise would be like crediting connotative musical competence in our tradition to unwesternised Africans or Asians who say Europe, cold rain and immigration offices on hearing both the Bridal Chorus from Lohengrin and Chopins Marche funèbre.
47. One of the reasons for choosing this song as one of the test pieces was because I personally found the old ladys voice tenderly and nobly sad. The actual vocal qualities that had this effect on me may be partly attributable to personal experiences but this would not explain why other respondents, with personal histories probably quite different from my own, also found the example sad but tender. It just seems that we happen to read the singers vocal timbre and inflections in similar ways. Barthes pioneering essay on the grain of the voice notwithstanding, if we can consider the analysis of semantic aspects of musical discourse in general still to be in the cradle, we would have to say that the description of relationships between acoustic and phenomenological aspects of voice quality in particular has yet to see the light of day. My Ewe colleague can assure me until lie is blue in the face and I believe him that his voice is sad when he sings his bury me softly song and yet I still find his voice quite cheerful without being able to give him any real indication of what it is in his voice that sounds cheerful to me.
48. What, one might wonder, becomes of epic speech and vocal delivery when singers and rhetoricians all have mikes pinned to their lapels and when meeting halls, streets and squares turn into everyones sofa in front of the TV? Do Star Wars, Ronald Reagan and Iron Maiden constitute new forms of epic expression?
49. Apart from European classical traditions (especially Tudor, Baroque, tone poems, programme music, film music), we are chiefly referring to rock music, some Latin American and West African musics and a small part of the Hindu classical music tradition. Although intellectually understanding most of what one reads about other musical cultures, it seems rash to claim that it has been understood musically.
Sonic anaphones (musical onomatopoeia) and musical stylisations of natural human, non-human or mechanical sounds have been excluded from the list not only because they frequently vary drastically in their stylisation, cut also because the vocabulary of available noises varies both inside one music culture and between cultures. Would you recognise wind or know what it stood for if you heard it in Mongolian music? Would you recognise the cry of the jackal sung by a Masai herder and get the real feel of what jackals mean to him? Would he hear Schuberts various brooks or get the right associations hearing computer beeps or laser flashes if he were able to identify them in disco music? If the answer to any of these questions is no, it is safer to keep these anaphones out of the universals section.
50. According to my Swedish neighbours Home Doctor Encyclopaedia (Bra Böckers Läkarlexikon, vol. 5: 145-6), a highly trained athletes pulse rate can, if measured during sleep or deep rest, be as low as 40 bpm and the pulse of a small child or baby in a state of excitement can exceed 200 bpm. This coincides perfectly with the range of pulses on a normal metronome, i.e. from 40 (largo/lento) to 212 (prestissimo).
51. It should of course be remembered that musical volume must be considered also as a culturally relative concept, in that variations between societies in the loudness of the soundscape (Schafer 1973, 1977) will require concepts of loud and soft to adapt to what is actually audible above the noise of the soundscape (Tagg 1987).
52. Accomplished wind instrumentalists can of course practise circular breathing. For example, Roland Kirk can inhale through a nose flute and blow through his sax, while there are also all sorts of bellowed (e.g. bagpipes, organs), mechanical, electromechanical and electronic instruments that can make melodies without being hampered by the restrictions of the human lung. Some people even sing while breathing in. More importantly, no percussion instrument (including mbiras, pianos, xylophones as well as drums) is at all dependent on inhalations/exhalations to measure its phrases. Nevertheless, studies of rhythmic or melodic recurrence (reiterative, sequential, varied, etc.) in any music will almost certainly show that most rhythmic/melodic statements can be divided into motifs or phrases seldom occupying more than ten seconds. Even the didgeridoo player, who inhales while chanting into his eucalyptus trunk, measures his constant flow of sound with rhythmic and timbric motifs that also fit in with phrase durations.
53. e.g. Gorbman (1987: 12-13), in her otherwise useful book on narrative film music, states If we listen to a Bach fugue, independently of any other activity, we are listening to the functioning of pure musical codes, generating musical discourse.
54. Wallis and Malm 1984: 7, citing J Collins, États-Unis et transnationales américaines; retour à lenvoyeur, in Politique daujourdhui, 1-2, January-February 1975.